The Business Law Brief sm (February 11, 2003)

  1. US Supreme Court Approves Extension of Copyrights.
    By a majority of 7-2, the US Supreme Court has ruled that Congress acted within its constitutional powers when it passed legislation extending the term of a copyright from 50 to 70 years for most copyrighted works. Constitutional expert and Stanford Law School Professor and Lawrence Lessig had argued on behalf of opponents of the law that Congress' action violated the copyright clause of the US Constitution, and First Amendment rights of free expression. Report at law.com and article at washingtonpost.com. Analysis at law.com. Case, Eldred vs. Ashcroft, No. 01-618, argued October 9, 2002, Decided January 15, 2003. (pdf file)
  2. SEC I: New Sarbanes-Oxley Rules Issued; Corporate Code of Ethics, Audit Experts Required; "Noisy Withdrawal" Provisions for Corporate Attorneys Dropped.
    In further action to establish regulations under the Sarbanes-Oxley legislation, the Securities and Exchange Commission (SEC) has announced that it has issued final rules requiring a corporate code of ethics and audit committee financial experts for companies subject to its regulation. The new rules also govern conditions for the use of non-GAAP financial information, form 8-K amendments, and insider trading. A previously proposed rule to require corporate attorneys, if they suspected wrongdoing by their corporate clients, to withdraw from representation and report their suspiciions to the SEC, (a "noisy withdrawal") was dropped after objections by the legal community that such a requirement would gut the attorney-client privilege, and result in corporate clients keeping information from their attorneys.
  3. SEC II: Final Rule issued to Strengthen Auditor Independence.
    The SEC has issued a final rule designed "to enhance the independence of accountants that audit and review financial statements and prepare attestation reports filed with the Commission." The rules also apply to "foreign accounting firms that conduct audits of foreign subsidiaries and affiliates of U.S. ssuers..." It also "provides guidance on the provision of non-audit services by foreign accounting firms, including the treatment of legal services and tax services."
  4. SEC III: SEC Seeks to Void State Homestead Laws.
    As reported by Reuters.com, the SEC wants Congress to grant it the power to pre-empt state laws that protect homes. In a report to Congress, the agency contends, "'[T]here continue to exist several practical and legal obstacles to providing compensation to injured investors.'"
  5. SBC Claims Patent on Use of Website Frames.
    You may recall the claim a few years ago by British Telecom, that it owned the patent on the hyperlink. To the great relief of many, that claim failed. But now SBC Communications claims a patent on the use of Website frames, and has sent letters containing licensing terms to several major companies using the frames. SBC believes that any Web site that has a menu that remains on the screen while a user clicks through the site may owe it royalties - hundreds of thousands of websites. As reported by nytimes.com (free subscription required)
  6. Jurisdiction Over Operators of Website Requires "Purposeful Availment.": 3rd Circuit
    Even if a website is both interactive and commercial (some cases have previously held that no in personam jurisdiction will lie unless a website is interactive), a court cannot exercise jurisdiction over an out of state website operator unless there is evidence that the company "purposefully availed itself of doing business in that state. Report at law.com Toys "R" Us v. Step Two SA, No. 01-3390, 3rd Circuit CA, (January 27, 2003)
  7. Major Retailers Voluntarily Tax Internet Sales in Support of Proposal to Tax Web Sales.
    Pursuant to an agreement with 38 states and the District of Columbia, several major retailers, including Wal-Mart, Target and Toys-R-Us, have voluntarily begun to charge sales tax on their internet sales. In return, the states and the District of Columbia have agreed not to hold the retaielrs liable for tax not previously collected on Internet sales. Previously, retailers only charged tax on internet sales in states where they maintained physical facilities. Although Congress has so far declined to pass legislation to tax internet sales by dot com sellers, state governments have long been active in trying to pass such legislation in order to support dwindling sales tax revenues. As reported in our January 26, 2003 issue, 30 states have banded together to agree on a method to tax internet sales. Article on action of major retailers reported at washingtonpost.com. (free subscription may be required)
  8. Database Allows Search to Find an Employer Identification Number.
    FreeErisa.com provides an expanded database of employer identification numbers (EINs). The site contains over 4 million records, and allows you to search by company name or by EIN. A separate database is provided for the EINs of Trusts. Register free with the site to access the EIN Finder. As reported by virtualchase.com
  9. How to Find Government Regulations by Keyword or Federal Governmental Agency.
    Given the increasing frequency of the passage of regulations by Federal Governmental Agencies, it might be handy to have a database to search for such regulations, either by keyword, or by agency for recent regulations. Try regulations.gov.

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