The Business Law Brief sm (September, 2001)

  1. Massachusetts May Join Delaware in Permitting Annual Meetings Online.
    Amid concerns by some that permitting online annual meetings would allow company executives to avoid embarrassing confrontations with shareholders, Massachusetts is considering legislation which would permit publicly traded companies to hold their annual meetings online. Supporters say the new law will permit many to participate in the meetings who would not otherwise be able to attend. To date, the only other state to permit such online annual meetings is Delaware. The bill would also permit qualified companies to send proxy statements and other routine communications by email, rather than US mail, as is now required. See article at SiliconValley.com.
  2. Higher Cost of Arbitration over Litigation Voids Employer's Mandatory Arbitration Clause.
    In what appears to be a case of first impression, a Federal Judge in Utica, New York has ruled that the mandatory arbitration clause of employment agreement is unenforceable where the claimant can demonstrate a likelihood that she would incur significant costs for arbitration (to pay the arbitrator) which she would not incur in a judicial proceeding. Acknowledging the U.S. Supreme Court's recent decision in Circuit City Stores Inc. v. Adams, 121 S.Ct. 1302, finding such mandatory employment agreement arbitration clauses enforceable (see our April, 2001 issue), but saying that the decision did not address "what, if any, minimal fairness requirements must be met in order for a court to conclude that an employee is not being compelled to forfeit [substantive rights]...," Judge David N. Hurd ruled that the proper analysis is not whether the Plaintiff can afford the costs of arbitration, but rather whether the costs of arbitration are likely to be significantly more than the cost of litigation. Ball v. SFX Broadcasting, 00-CV-1090, (not posted online). As reported by www.law.com
  3. No Compromise on Article 2 Where Computer Software is Concerned.
    In the continuing battle over Article 2 of the Uniform Commercial Code (UCC) and how and whether it relates to computer software, the General Session of the National Conference of Commissioners on Uniform State Laws (NCCUSL) declined on August 13, 2001, to present amendments to Article 2 (Sales of Goods) of the UCC to the states for a vote. Following three days of debate, the Conference voted to accept the amendments, but then failed to report them out of committee. Expect another year of drafts, proposals and debates, both at NCCUSL and at the American Law Institute (ALI).
  4. Assignment of Beneficial Interest Under Land Trust Insufficient to Assign Contract Rights Arising From Sale and Purchase of Land.
    Although Plaintiff, who was the majority shareholder, officer and director of corporate purchaser of land under real estate contract, received corporation's assignment of its beneficial interest in land trust following purchase of real estate and entry into land trust agreement with mortgagor, such assignment did not operate to put shareholder in privity with seller of land, so that shareholder had no standing to enforce warranites regarding environmental representations, which proved to be faulty. Kaplan vs. Shure Brothers, Incorporated, No. 00-4027, U.S.Ct.App, 7th Cir., September 4, 2001.
  5. Trade Dress Infringement Claim Requires that Confusion be Probable, Not Just Possible.
    Plaintiff and Defendant were both spring water bottlers, but initially, Plaintiff was the only such bottler to use a 1.5 liter-sized bottle. When Defendant and others began to use 1.5 liter bottles similar to those used by Plaintiff, Plaintiff filed suit for trade dress infringement. Following the multi-factor test set out in Polaroid Corp. v. Polarad Elecs. Corp., 287 F.2d 492, 495 (2d Cir. 1961), the Second Circuit Court of Appeals, noting that the trial court had found that Plaintiff's bottles had become widely used and generic as early as 1983, and easily distinguished by differing labels, the Court ruled that the mere possibility of consumer confusion was not sufficient to sustain a cause of action under under § 43(a) of the Lanham Trademark Act ("Lanham Act"), 15 U.S.C. 1125(a) (2000),for trade dress infringement. Nora Beverages, Inc. vs. The Perrier Group of America, Inc., et al, No. 00-7709, 2d Cir., August 23, 2001.
  6. Debtor's Action Against Bank Defeated by Voluntary Payment Doctrine.
    Even though Defendant bank erroneously declared Plaintiff in default and required Plaintiff to sell off stock in order to repay loan, summary judgment in favor of bank was proper. By accepting bank's interpretation of loan agreement rather than seeking independent advice regarding its construction, Plaintiff's payment was voluntary. A plaintiff who voluntarily pays money in reply to an incorrect or illegal claim of right cannot recover that payment unless he can show fraud, coercion, or mistake of fact. Defendant bank made misrepresentations of law, not fact. Randazzo v. Harris Bank Palatine, N.A., No. 00-2915, 7th Cir., N.D. Ill., E. Div (8/21/01).
  7. Let's Be Careful Out There I: No Expectation of Privacy for Home Telephone Calls.
    A divided Pennsylvania Supreme Court has ruled that no individual has an expectation of privacy as to telephone calls to or from his own home, because of the proliferation of speaker phones, cell phones and the like. Commonwealth of Pennsylvania vs. Rekasie, No. J-52-2000, Sup.Ct.Penn, Western District, August 20, 2001. See also Justice Zappala Dissenting Opinion, Justice Nigro Dissenting Opinion, and Justice Castille Dissenting Opinion. For commentary, see the article. Would a conversation subject to the attorney-client privilege survive a claim of no expectation of privacy?
  8. Let's Be Careful Out There II: City Emails on Personal Computer Part of Public Record?
    The City of Arlington, Texas has brought an action to declare that city-related emails on a councilwoman's personal computer are not part of the public record, subject to disclosure. The dispute arose in part because the councilwoman put her home email address on her city business card. Does including a personal email address on a business card subject personal emails to disclosure?
  9. Let's Be Careful Out There III: Carnivore to Go Wireless in October.
    The FBI plans, possibly as soon as October, to expand the use of its controversial monitoring system Carnivore, to include the interception of email and other wireless text messages sent through wireless carriers.
  10. Let's Be Careful Out There IV: Federal Judge Protests Planned Monitoring of Computer Use of Federal Judiciary and Staff.
    Warning that the plan to routinely monitor the email and web usage of all federal court employees, including Judges and their staff, would create an atmosphere of paranoia, and endanger the confidentiality of sensitive court documents, Judge Edith H. Jones, a federal judge for the 5th Circuit Court of Appeals, objected to a recommendation made by the Judicial Conference's committee on Automation and Technology.

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